Practice Area
Regulatory Compliance
We support our clients in managing and fulfilling regulatory obligations with a cross-cutting risk-based approach.
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Mijares’ Regulatory Compliance practice advises companies and organizations on the design, implementation, and assessment of compliance programs aligned with the highest national and international standards.
We guide clients through the fulfillment of specific obligations in highly regulated industries—including financial services, energy, and pharmaceuticals—as well as cross-cutting areas such as anti-money laundering and personal data protection. Our counsel combines deep legal expertise, sector-specific technical knowledge, and a practical, preventive approach.
In an increasingly stringent and globally scrutinized regulatory landscape, we deliver comprehensive solutions that enable clients to meet their obligations without compromising business objectives or corporate reputation. Our practice works closely with the Criminal Compliance, White Collar, and Environmental teams to provide a coordinated and strategic response to complex regulatory risks, combining legal precision with technical insight.
We assist organizations in identifying, assessing, and prioritizing risks derived from the regulatory framework applicable to their industry. Our goal is to transform legal requirements into management tools that enhance decision-making and reduce legal and reputational contingencies.
Our services range from the design and implementation of comprehensive compliance risk management systems to the development of risk matrices, control maps, and corrective action plans. We also support clients in defining key indicators, monitoring processes, and governance schemes that allow companies to anticipate regulatory changes and respond swiftly and effectively to supervision, audits, or regulatory incidents.
We provide counsel in internal investigations, the preparation of independent reports, and the implementation of preventive measures to avoid recurrence. Our advisory services cover the civil, administrative, and corporate aspects of investigations, offering strategic non-criminal support.
We work closely with international legal teams to ensure a coherent global strategy, secure and orderly handling of evidence, effective stakeholder communication, and rigorous compliance with regulatory authorities across jurisdictions.
Additionally, we assist clients in reviewing and strengthening internal processes, as well as drafting key documents related to whistleblower mechanisms — including policies, procedures, and investigative protocols for regulatory compliance. We advise Ethics Committees and other governing bodies on matters within their scope of responsibility.
We represent clients before administrative authorities and regulatory bodies in proceedings related to alleged non-compliance with regulatory obligations. Our involvement includes fact-finding, analysis of the applicable legal framework, legal strategy design, on-site inspections, preparation of responses, and corrective negotiations.
We assist clients by conducting independent reviews of their internal processes to strengthen regulatory compliance through the identification of deficiencies and/or areas for improvement. We also support them during audits, inspections, and regulatory reviews, helping enhance internal systems and mitigate legal and reputational risks. In anti-money laundering (AML) matters, we advise financial institutions, fintech companies, insurers, and other regulated entities and vulnerable activities on compliance with applicable regulations.
Our services include the design and implementation of policies, manuals, risk matrices, awareness and training strategies, and due diligence procedures aligned with CNBV, SAT, UIF, and international standards. Regarding personal data protection, we support organizations in designing controls and protocols for the proper handling of information, preparing and updating privacy notices, and establishing offices and procedures for ARCO rights response, ensuring compliance with applicable laws and international standards.
We provide cross-cutting legal support to ensure compliance with regulatory obligations in the areas of tax, antitrust, and financial regulation.
In tax matters, we advise clients on managing risks arising from regulatory changes, ensuring timely compliance with reporting obligations, and implementing internal control mechanisms that strengthen their processes and reduce contingencies.
In antitrust, we support the design of internal compliance programs, codes of conduct, and preventive measures against anti-competitive practices, in alignment with authority guidelines.
For financial entities, we offer legal guidance to adapt operational processes, contracts, and corporate structures to applicable regulatory frameworks, including secondary regulations and prudential oversight.
Prizes and recognitions
Our practice advises companies in highly regulated industries that face increasing demands in compliance, corporate integrity, and regulatory oversight:
We are involved in initiatives with national and international impact, interagency coordination, and oversight processes led by authorities such as CNBV, COFECE, UIF, and SAT, as well as by multilateral organizations and global compliance frameworks.
Advised SDC Capital Partners on the development of high-capacity data centers in Mexico. Our counsel included environmental impact analysis, federal permitting, compliance before SEMARNAT, and coordination with state and municipal authorities.
Advised Copenhagen Infrastructure Partners (GIP) on the development of a 759 MW wind farm in Mexico, including environmental impact assessment, key permits, and compliance strategy aligned with international standards.
Represented a global hotel chain in environmental litigation following a closure order by authorities in a protected coastal zone. We successfully overturned the measure and redesigned the company’s environmental compliance strategy.
Advised a specialized infrastructure fund on the environmental evaluation of a next-generation urban mobility system, including permitting, site analysis, community engagement, and alignment with environmental regulations.
Conducted a comprehensive environmental audit for a nationally operating manufacturing company, including hazardous waste regularization, NOM compliance, and support during PROFEPA inspections.
Provided legal counsel and support to a climate-tech start-up securing sustainability-focused financing in the agricultural sector.
Advised on potential sites and pre-feasibility studies to determine land use restrictions and territorial planning for the development of wind and solar farms.
We advised Bayer on a comprehensive evaluation of its corporate criminal liability, with a focus on anti-corruption risks and the design of a robust Criminal Compliance Program. The project includes the development of internal criminal policies, controls to mitigate risks previously identified by its compliance team, and alignment with local and international regulations, such as Article 421 of the National Code of Criminal Procedure and the Law on Biosafety of Genetically Modified Organisms. Given the complexity of its operations and the sensitivity of the biotech sector, the model implemented positions Bayer as a benchmark in criminal liability and corporate governance in Mexico.
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We led a comprehensive review of Arauco México’s Crime Prevention Model, with a focus on environmental and criminal risks. We conducted an organizational diagnosis, proposed adjustments to their compliance policy, and delivered training sessions for their executive team. The project enhanced the company’s ability to anticipate and mitigate legal risks related to environmental criminal liability.
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We advised IEnova on the design and implementation of an environmental criminal compliance system, in accordance with Mexican and international law. The model included risk assessments, crime prevention manuals, and awareness sessions for executives, focused on mitigating risks arising from third-party conduct. The solution aligns with UNE 19601, the Federal Environmental Liability Law, and U.S. DOJ standards.
We designed and implemented a corporate criminal compliance management system for Citibanamex, aimed at mitigating legal risks through a structure adaptable to various areas of the bank. The model included operational controls, reporting protocols, incident response mechanisms, and a comprehensive internal training program. The solution was developed jointly with legal and corporate security teams and can be deployed both institutionally and by business division.
Designed and implemented a compliance program focused on anti-corruption and business ethics, including specialized training on Mexico’s National Anti-Corruption System and the FCPA for the board of directors, as well as on-site sessions in Hermosillo for suppliers, strengthening a culture of compliance across the value chain.
Prepared legal memoranda for Skadden on compliance requirements under Mexican law, including analysis of registration and reporting obligations in interactions with employees and representatives of state-owned entities for transactions such as joint ventures and natural gas offtake agreements, as well as a memorandum on restrictions regarding gifts, meals, and hospitality, with practical recommendations to mitigate enforcement risk before Mexican authorities.
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We advised Riverstone on the creation of VEMO through the merger of four clean mobility companies.
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We advised Televisa on the sale of its 40% equity interest in Ocesa to Live Nation.
We represented Planigrupo’s Special Committee in connection with unsolicited acquisition offers, which led to an agreement with Grupo México.
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We advised Javer and its main shareholders on the tender offer launched by Vinte to acquire up to 100% of the company.
We advised Televisa on the combination of its media and content assets with Univision.
We advised Prosus on its approximately USD 1.7 billion acquisition of Despegar.com.
We advised Alfa on the spin-off that resulted in the creation of Controladora Alpek as part of its corporate restructuring.
We obtained the Declaration of Fame for the “Chantilly” brand before the Mexican Institute of Industrial Property (IMPI), through a process that involved accreditation of experience, recognition, commercial presence and continuous use in the market.
We advised Grupo Presidente on the conciliation processes with EGEDA, a collective management company for audiovisual rights, for the use of protected works on televisions installed in its hotel chain. The issue raises a key discussion about the scope of copyright in public spaces where content is not the main service.
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We represented Valia Energía in its first international bond issue since 2020, backed by energy assets in operation.
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We assisted CIP in the legal structuring of a pioneering green hydrogen project in the Isthmus of Tehuantepec, including permits, agrarian agreements, environmental licenses and relationships with key agencies such as CFE and PEMEX.
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We advise Mexico Pacific Limited on all regulatory and contractual aspects related to the development of a large scale natural gas liquefaction terminal.
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